C9 Recruitment are currently recuiting for an AML Manager on behalf of our Financial client based in London

The role reports into a Director within the Fund & Corporate Services Team and sits within the London office. The primary responsibility of this individual will be to provide effective and timely completion of all KYC related deliverables for a portfolio of clients. The role will hold a high level of responsibility and exposure to senior management across the business, as well as Clients and key stakeholders. As such strong strategic planning, effective stakeholder management, and the ability to influence at all levels are key.

Main Responsibilities and Duties
  • Ensure that all Customer Due Diligence reviews are completed effectively and within the prescribed cycle for existing clients ensuring that all applicable “Know your Customer” requirements have been met
  • Actively seek out opportunities to improve the KYC process, including the strengthening and implementation of controls and improving efficiency
  • Responsibility for the Training, Development & people management within their area and may also be required to provide training or presentations to their respective business lines
  • Responsibility to create, develop, and publish a suite of Management information reports – both regular MI reporting and ad-hoc analysis as and when required. It will be essential that the reports published are clear and are produced to an exceptional standard
  • Represent the Team on KYC matters (stakeholders include management, risk & compliance, clients, regulators, and auditors). This is a key aspect of the role, and as such the individual will need to be able to present clear and concise information confidently at all levels
  • Ensure that KYC remediation (as required) is completed within the prescribed timeframe
  • Support the migration of work between jurisdictions and new client take-on
  • Support the wider Investor Services Team, as required, on complex issues, as well as being a key decision maker on procedural / process aspects.
  • Adhere to the companies core values and expected behaviours
  • Review and approve enhanced due diligence files for high risk customers
  • Attend and conduct where necessary team/division meetings ensuring the appropriate employees remain appraised of any developments or changes within the Group
  • Develop self, and ensure knowledge in relevant field at all times
  • Ability to inspire, motivate and remain solution focused, even in the face of adversity
  • Any other duties as deemed necessary or defined by Management and/or Group Board
Essential Requirements
  • Minimum 7 years’ experience within an investment manager, Host ACD environment or Authorised Fund Manager/Alternative Investment Fund Manager or fund administration environment
  • Knowledge of UK & EU AML regulations
  • Third level degree or relevant industry experience
  • KYC subject matter expert with hands on end to end KYC experience
  • Knowledge of various corporate structures and the risks associated with same
  • Excellent Computer literacy – including Microsoft Office, particularly excel
  • Experienced in preparing MI and presentations
  • Relevant qualifications in Compliance, Anti Money Laundering, fraud and bribery or Financial Crime would be highly desirable

If you feel you have the suitable qualifications for this role please apply now with cv

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At a glance

  • Location: London
  • Job Type: Full Time, Permanent
  • Job Sector: Human Resources
  • Salary: Market related
  • Published on: July 18, 2023

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